省政府專題發文
規(gui)范股權(quan)管理 推動(dong)股權(quan)融資
2015年(nian)6月(yue)25日(ri)，陜(shan)(shan)西(xi)省政府為規(gui)范(fan)非(fei)上(shang)市公(gong)司(si)股(gu)(gu)權(quan)質押融(rong)資行(xing)(xing)為，促進股(gu)(gu)權(quan)質押融(rong)資業務健康(kang)發(fa)展(zhan)，由省金融(rong)辦、省工商局聯合人民(min)銀行(xing)(xing)西(xi)安(an)分行(xing)(xing)和陜(shan)(shan)西(xi)銀監局等部(bu)門下發(fa)了《陜(shan)(shan)西(xi)省非(fei)上(shang)市公(gong)司(si)股(gu)(gu)權(quan)質押融(rong)資指導意見》（陜(shan)(shan)金融(rong)發(fa)【2015】11號）（以下簡稱(cheng)《意見》)，并于2015年(nian)7月(yue)1日(ri)起正式(shi)實(shi)施。
《意見》旨在規(gui)范我(wo)省非(fei)上(shang)(shang)(shang)市公(gong)司(si)(si)(si)股(gu)權(quan)(quan)集中登(deng)記托管和質(zhi)押(ya)(ya)融(rong)(rong)資行為，增強(qiang)企業(ye)(ye)直(zhi)接(jie)和間接(jie)融(rong)(rong)資能力，維(wei)護(hu)非(fei)上(shang)(shang)(shang)市公(gong)司(si)(si)(si)股(gu)東和其他利害關系人(ren)的合法(fa)權(quan)(quan)益，明確了非(fei)上(shang)(shang)(shang)市公(gong)司(si)(si)(si)進行股(gu)權(quan)(quan)質(zhi)押(ya)(ya)的流程和相關部(bu)門辦(ban)理股(gu)權(quan)(quan)質(zhi)押(ya)(ya)業(ye)(ye)務的職責(ze)分工,為非(fei)上(shang)(shang)(shang)市股(gu)份有限公(gong)司(si)(si)(si)股(gu)權(quan)(quan)質(zhi)押(ya)(ya)提(ti)供了政策依據。
作為陜(shan)西(xi)省(sheng)政府唯一指(zhi)定(ding)(ding)區域性股(gu)權(quan)(quan)(quan)交易(yi)市(shi)場，陜(shan)西(xi)股(gu)權(quan)(quan)(quan)交易(yi)中心(xin)(xin)肩負著為省(sheng)內非上市(shi)公司的股(gu)權(quan)(quan)(quan)托管、股(gu)權(quan)(quan)(quan)轉讓、融資(zi)(zi)服務、孵化培育和價值體現等增值服務職能。為保護質(zhi)權(quan)(quan)(quan)人權(quan)(quan)(quan)益(yi)，股(gu)權(quan)(quan)(quan)中心(xin)(xin)還(huan)配套設立了股(gu)權(quan)(quan)(quan)質(zhi)押(ya)融資(zi)(zi)信息發布平臺，定(ding)(ding)期發布股(gu)權(quan)(quan)(quan)質(zhi)押(ya)融資(zi)(zi)相關信息。
經了(le)解，全國各省設(she)立的(de)(de)(de)股(gu)權(quan)(quan)交易(yi)中(zhong)心(xin)都相繼推出了(le)股(gu)權(quan)(quan)質(zhi)(zhi)押融(rong)(rong)(rong)(rong)資(zi)(zi)業(ye)務，僅吉林、山東、甘肅三地2014年(nian)(nian)就分(fen)(fen)別利用(yong)股(gu)權(quan)(quan)質(zhi)(zhi)押融(rong)(rong)(rong)(rong)資(zi)(zi)為當(dang)地企(qi)(qi)業(ye)融(rong)(rong)(rong)(rong)資(zi)(zi)數百億元，大(da)大(da)盤活了(le)企(qi)(qi)業(ye)資(zi)(zi)產，充分(fen)(fen)體現(xian)了(le)股(gu)權(quan)(quan)價值(zhi)。今年(nian)(nian)6月(yue)，在上海舉(ju)辦的(de)(de)(de)主題為“新(xin)(xin)常態下(xia)的(de)(de)(de)金(jin)融(rong)(rong)(rong)(rong)改(gai)革與(yu)擴大(da)開(kai)放”論壇上，證(zheng)監會主席肖(xiao)剛也表示“要(yao)建(jian)立工商登(deng)記部門與(yu)區域性股(gu)權(quan)(quan)市場的(de)(de)(de)登(deng)記制度，支持股(gu)權(quan)(quan)質(zhi)(zhi)押，為創新(xin)(xin)創業(ye)開(kai)辟新(xin)(xin)的(de)(de)(de)股(gu)權(quan)(quan)融(rong)(rong)(rong)(rong)資(zi)(zi)渠道”。在這一大(da)背景下(xia)，陜西(xi)股(gu)權(quan)(quan)交易(yi)中(zhong)心(xin)充分(fen)(fen)利用(yong)區域資(zi)(zi)本市場的(de)(de)(de)地域和(he)資(zi)(zi)源優勢，已通(tong)過股(gu)權(quan)(quan)中(zhong)心(xin)金(jin)融(rong)(rong)(rong)(rong)平臺為我省十余家中(zhong)小微(wei)企(qi)(qi)業(ye)實現(xian)股(gu)權(quan)(quan)質(zhi)(zhi)押融(rong)(rong)(rong)(rong)資(zi)(zi)22筆,融(rong)(rong)(rong)(rong)資(zi)(zi)金(jin)額累計近1億元，有效解決了(le)中(zhong)小微(wei)企(qi)(qi)業(ye)因缺少擔保抵質(zhi)(zhi)押物(wu)而產生的(de)(de)(de)融(rong)(rong)(rong)(rong)資(zi)(zi)難問題。
在省政(zheng)府(fu)《意見(jian)》指導下，陜西(xi)股權(quan)交易中心(xin)將進一步加快區域股權(quan)市(shi)場(chang)基礎建設，為促(cu)進我省資本市(shi)場(chang)又好又快發展做出應有(you)貢獻。
